SPF Forms Directory

Please note, whenever you open an account, the New Account form must be submitted,
along with a copy of a photo ID such as a driver's license or passport.

Fill-out and Print Forms *
New Account Forms
	Personal Application (PDF)
	IRA Application (PDF)
	Coverdell Education Savings Account Application (PDF)
	Business Application (PDF)
	Trust, Estate, or Conservatorship Application (PDF)
Miscellaneous Forms
	Account Transfer (PDF)
	Automatic Payment Authorization Form (ACH) (PDF)
	Brokerage Account Commission and Fee Schedule - Self Advisory (PDF)
	Change of Address (PDF)
	Customer Agreement (PDF)
	Investment Club Account Agreement (PDF)
	IRA Designation of Beneficiary (PDF)
	IRA Distribution Request (PDF)
	Margin / Option Account Upgrade (PDF)
	Pershing Roth IRA Plan Document (PDF)
	Pershing SEP IRA Plan Document (PDF)
	Pershing Traditional IRA Plan Document (PDF)
	Power of Attorney (Stock or Bond) (PDF)
	Trading Authorization/Power of Attorney and Indemnification Form (PDF)
	Transfer on Death - Individual (PDF)
	Transfer on Death - Joint Tenant (PDF)
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Download Acrobat Reader

* NOTE: These forms are in PDF format and require that you have Acrobat Reader installed on your computer. If you do not already have it installed, just follow the link in the yellow box to download a free copy directly from Adobe. With Reader installed, you can fill in the form as you are viewing it by positioning the hand/cursor on the fields and then typing. Once completed, print, sign and mail it to us for processing.